SERIES 9 and 10 LICENSE

General Sales Supervisor

The Series 9 and Series 10 license is for NYSE managers to supervise branch activities. You must have a Series 7 license before taking either the Series 9 or the Series 10 exam. Our Series 9 and Series 10 training course covers all of the topics that are needed to pass the exam the first time.

The Series 9/10 test is divided into two parts and covers topics including:

Topics include:
Option Supervision Prerequisite License: Series 7
Municipal Supervision Questions on Exam:200 Combined
Sales Supervision Time to Complete: 330 Minutes
Primary and Secondary Markets Format: Multiple Choice
Customer Accounts and orders Passing Grade: 70%
Financial Responsibility Availability: Test can be taken daily (Mon-Sat)
Investment Companies and Retirement Plans Where: Prometric or Pearson Test Centers
Home Study Time: Generally 6 weeks (1-2hrs daily)


Please choose a study method below. All Series 9 and 10 exam course material is updated for current test content - New Questions Added!. This is a complete self study program. Our tests are usually 5 points more difficult than the actual exam.

Series 9 and 10 Course


Price: $450
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Series 9 and 10 Books and CD

Recommended Study Material.
  • 2 Study Books with over 900 pages. Chapter Exams after each section with detailed Answers.
  • Over 1500 updated chapter and final exam questions.
  • Chapter Exam Book - Expanded chapter tests on the major areas of the test. Over 1000 pages and 3000 questions.
  • Computer CD Test Simulator - The program consists of 7 Final Exams each for both Series 9 and Series 10 with detailed explanations.

Min Req: Windows 95 and higher, includes XP, Vista and up



Price: $375
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Series 9 and 10 Books

Book study only. Can be used as a sole study source.

  • 2 Study Books with over 900 pages. Chapter exams after each section with detailed Answers.

  • Over 1500 updated chapter and final exam questions.

  • Chapter Exam Book - Expanded chapter tests on the major areas of the test. Over 1000 pages and 3000 questions.



Price: $150
BUY NOW

Series 9 and 10 CD Test Program

 

The CD test program should only be used with existing text books. This should not be your only study course.
  • Computer Test Simulator - The program consists of 7 Final Exams each for both Series 9 and Series 10 with detailed explanations.
    • Recognized as the top CD program in the industry.

(Min Req: Windows 95 and higher. Includes XP, Vista and up)

More reasons to use our test prep material See Here