SERIES 9 and 10 LICENSE

General Sales Supervisor - Study Prep

The Series 9 and Series 10 license is for NYSE managers to supervise branch activities. You must have a Series 7 license before taking either the Series 9 or the Series 10 exam. All study material, including test questions and answers are all updated for current exam content.

Our exam prep training course covers all of the topics that are needed to pass the exams the first time.

The test is divided into two parts and covers topics including:

Topics include:
Option Supervision Prerequisite License: Series 7
Municipal Supervision Questions on Exam: 200 Combined
Sales Supervision Time to Complete: 330 Minutes
Primary and Secondary Markets Format: Multiple Choice
Customer Accounts and orders Passing Grade: 70%
Financial Responsibility Availability: Test can be taken daily (Mon-Sat)
Investment Companies and Retirement Plans Where: Prometric or Pearson Test Centers
Home Study Time: Generally 6 weeks (1-2hrs daily)


Please choose a study method below. All exam study course material is updated for current test content - New Questions Added!. This is a complete self study program. Our tests are usually 5 points more difficult than the actual exam.

Looking for an all online course? No books required: PASS GUARANTEE - Monitored, Tutor Support. "No Pass No Pay"

Details here: Online Series 9/10 Course - Other Licenses available.

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