SERIES 4 LICENSE
Registered Options Principal
The Series 4 exam is for managers supervising options sales personnel or supervising compliance.
You must have a Series 7 license before taking the Series 4 exam.
Our Series 4 training course covers all of the topics that are needed to pass the Series 4 exam.
Series 4 Test and Course Information
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Test topics include: |
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Option Strategies |
Prerequisite License: Series 7
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Equity Options |
Questions on Exam:125 |
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Debt Options |
Time to Complete: 180 Minutes |
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Index Options |
Format: Multiple Choice |
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Foreign Currencies |
Passing Grade: 70% |
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Customer Accounts and Orders |
Availability: Test is given daily (Mon-Sat) |
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Supervision and Compliance |
Where: Prometric or Pearson Centers |
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Home Study Time: Generally 4 weeks
(1-2hrs daily) |
For priority shipping and phone orders, call 1-877-252-8600
All Series 4 training course material is updated for current test content. This is a complete self study training course. Our test questions generally run 5 points more difficult than the actual exam.