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SERIES 4 LICENSE

Registered Options Principal

The Series 4 exam is for managers supervising options sales personnel or supervising compliance. You must have a Series 7 license before taking the Series 4 exam. Our Series 4 training course covers all of the topics that are needed to pass the Series 4 exam.

Series 4 Test and Course Information
Test topics include:
Option Strategies Prerequisite License: Series 7
Equity Options Questions on Exam:125
Debt Options Time to Complete: 180 Minutes
Index Options Format: Multiple Choice
Foreign Currencies Passing Grade: 70%
Customer Accounts and Orders Availability: Test is given daily  (Mon-Sat)
Supervision and Compliance Where: Prometric or Pearson Centers
Home Study Time: Generally 4 weeks (1-2hrs daily)



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All Series 4 training course material is updated for current test content. This is a complete self study training course. Our test questions generally run 5 points more difficult than the actual exam.

Series 4 Book
Registered Options Principal



Price: $200
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  • Over 400 pages with chapter exams after each section.
  • Over 600 chapter and final exam questions with detailed answers.
  • 3 Final Exams with complete explanations are included.

Securities Training
Series 3 License Series 23 License Series 53 License
Series 4 License Series 24 License Series 55 License
Series 6 License Series 26 License Series 62 License
Series 7 License Series 27 License Series 63 License
     Series 9/10 License Series 30 License Series 65 License
  Series 11 License Series 31 License Series 66 License
  Series 14 License Series 51 License Series 87 License

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