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SERIES 4 LICENSE

Registered Options Principal

The Series 4 exam is for managers supervising options sales personnel or supervising compliance for a FINRA brokerage firm. You must have a Series 7 license before taking the Series 4 exam. Our Series 4 training course covers all of the topics that are needed to pass the Series 4 exam.

We offer updated Books and CD Test Study Material for the Options Principal Exam. See Below. Fast ordering and shipping.

Series 4 Test and Course Information
Test topics include:
Option Strategies Prerequisite License: Series 7
Equity Options Questions on Exam:125
Debt Options Time to Complete: 180 Minutes
Index Options Format: Multiple Choice
Foreign Currencies Passing Grade: 70%
Customer Accounts and Orders Availability: Test is given daily  (Mon-Sat)
Supervision and Compliance Where: Prometric or Pearson Centers
Home Study Time: Generally 4 weeks (1-2hrs daily)



All online orders are shipped same day for fast ground shipping. Usually 1-3 business days.

All Series 4 training course material is updated for current test content. This is a complete self study training course. Our test questions generally run 5 points more difficult than the actual exam.

Study Material

Series 4 Book and CD Full Course - Recommended Study Method



Price: $300
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  • Book Features - Over 500 pages with chapter exams after each section.
  • Over 1000 Series 4 Exam chapter and final exam questions with detailed answers.
  • Each chapter in the study material is followed with a detailed examination. 6 Final Exams with complete explanations are provided.
  • CD Rom Test Program - 6 fully updated Final Exams drawn from the major topics found on the actual exam. Each question has a detailed explanation and explains why the other answers are wrong.

System Req.: Compatible on all windows systems including XP, Vista and windows 7.



Price: $225
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Series 4 Book Course

 

Book study only. Can be used as a sole study source.
  • Over 500 pages with chapter exams after each section.
  • Over 1000 chapter and final exam questions with detailed test answers.
  • 6 Practice final Exams with complete explanations are provided.



Price: $135
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Series 4 CD Test Program

 

The CD test program should only be used with existing training books. This should not be your only study course.

This CD is already included in the books and CD course study material choice above.

  • CD Rom Test Features - 6 Updated Final Exams drawn from the major topics found on the actual exam. Each question has a detailed explanation and explains why the other answers are wrong in great detail.
  • Recognized as the top CD program in the industry.

System Req: Compatible on all windows systems including XP, Vista and 7

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