SERIES 27 LICENSE
General Financial/Operations Principal
The Series 27 exam is required for the chief financial officer of NASD member firms.
Our Series 27 training course covers all of the topics that are needed to pass the Series 27 exam.
The Series 27 test covers topics including:
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Topics: |
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Net Capital Rules |
Prerequisite License: None |
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Balance Sheet |
Questions on Exam:145 |
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NASD Uniform Practice |
Time to Complete: 210 Minutes |
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MSRB Rules |
Format: Multiple Choice |
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SEC Rules |
Passing Grade: 70% |
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Record keeping |
Availability: Test is given daily (Mon-Sat) |
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Customer Accounts |
Where: Prometric or Pearson Centers |
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Home Study Time: Generally 4 weeks
(1-2hrs daily) |
For priority shipping and phone orders, call 1-877-252-8600
All Series 27 course material is updated for current test content. This is a self study program. Our pass rate was 89% last year (well above the industry average)
Series 27 Book
Financial Operations Principal
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Price: $275
BUY NOW
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- Over 400 pages with chapter exams after each section.
- Over 500 chapter and final exam questions with detailed answers
- Includes 3 simulated Final Exams.
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