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SERIES 27 LICENSE

General Financial/Operations Principal

The Series 27 exam is required for the chief financial officer of NASD member firms. Our Series 27 training course covers all of the topics that are needed to pass the Series 27 exam.

The Series 27 test covers topics including:

Topics:
Net Capital Rules Prerequisite License: None
Balance Sheet Questions on Exam:145
NASD Uniform Practice Time to Complete: 210 Minutes
MSRB Rules Format: Multiple Choice
SEC Rules Passing Grade: 70%
Record keeping Availability: Test is given daily (Mon-Sat)
Customer Accounts Where: Prometric or Pearson Centers
Home Study Time: Generally 4 weeks (1-2hrs daily)

For priority shipping and phone orders, call 1-877-252-8600

All Series 27 course material is updated for current test content. This is a self study program. Our pass rate was 89% last year (well above the industry average)

Series 27 Book
Financial Operations Principal



Price: $275
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  • Over 400 pages with chapter exams after each section.
  • Over 500 chapter and final exam questions with detailed answers
  • Includes 3 simulated Final Exams.