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SERIES 23 LICENSE

General Securities - Sales Supervision Module

The Series 23 exam is for individuals looking for qualification as officers, partners or supervisor of sales personnel with an NASD member firm. You must have a 9/10 license before taking this exam. Our Series 23 training course covers all of the topics that are needed to pass the Series 23 exam.

Course and Exam Information

Topics include:
Sales Supervision Prerequisite License: Series 9/10 
Customer Accounts Supervision Questions on Exam:100
Primary Market Time to Complete: 150 Minutes
Secondary Market Format: Multiple Choice
Investment Banking Passing Grade: 70%
Financial Responsibility Availability: Test is given daily (Mon-Sat)
Investment Companies Where: Prometric and Pearson Test Centers
Home Study Time: Generally 4 weeks (1-2hrs daily)


This course is currently being updated. If you need the principal license, please go to the study material section for the Series 24

This is a home study course.

The tests in our course are normally 5 points more difficult than the actual exam. Designing tough questions creates a higher first time pass rate for our students.

Series 23 Book
General Securities - Sales Supervision Module



Price: $225

 

  • Over 600 pages with chapter exams after each section.
  • Over 1000 chapter and final exam questions with detailed answers.
  • Separate from the course material is a Final Examinations segment containing 7 practice tests.

More reasons to use our test prep material See Here