The Series 14 exam is for managers supervising compliance at NYSE firms.
Our Series 14 training course covers all of the topics that are needed to pass the Series 14 exam.
Series 14 Course and Exam Information
Topics include:
Sales Supervision
Prerequisite License: None
Customer Accounts Supervision
Questions on Exam:100
Primary Market
Time to Complete: 180 Minutes
Secondary Market
Format: Multiple Choice
Financial Responsibility
Passing Grade: 70%
MSRB Rules
Availability:Test is given daily (Mon-Sat)
Compliance
Where: Prometric and Pearson Test Centers
Home Study Time: Generally 4 weeks
(1-2hrs daily)
For priority shipping and phone orders, call 1-877-252-8600 (Mon-Fri 8.30am - 4.30pm EST)
Please choose a study method below. All Series 14 exam course material is updated for current test content. Our tests generally run 5 points more difficult than the actual exam. This is a complete self study program.
2006 American Investment Training, Inc.