American Investment Training offers online course training for FINRA NASD brokers and managers for securities continuing education CE for Firm Element. The online catalog has dozens of approved continuing education courses for registered representatives and broker dealer managers to earn their FINRA CE credit hours online.

All employees that are licensed Series 7, Series 6, Series 24 or other NASD license, requires periodic continuing education to maintain their registrations. Taking an approved, fast and dynamic ce course online can make the process easy for the broker or employee to satisfy their securities CE hours needed.

For Managers: All employee progress and test grades are stored to be viewed.

View CE Subjects

NASD CE Firm Element Training Courses Include:

Annuities - 4 hour FINRA course that covers the basic fundamentals of fixed and variable annuities. Fully interactive and fast.

Anti Money Laundering - This is a 2 hour securities CE credit session covering definitions, rules and regulations.

Prospecting, Selling and Closing - 3 hour continuing education training covering the NASD guidelines to customer prospecting, including telephone solicitations, and closing. A final CE exam is given at the end of this online course.

Understanding Securities Trading - This is an approved 3 hours of credit for brokers and managers covering exchange trading markets, order processing and other NASD trading rules.

Basics Of Options - Securities CE approved for teaching brokers, principals and employees of a brokerage firm the basics of understanding option contracts, trading, strategies and rules associated with Put and Call options.

Many more subjects from banking, to mutual funds, to real estate investment trusts. View the full catalog on the link below and begin your CE training now or save the page for when your firm element training is needed.

AIT Securities Continuing Ed Online University