All FINRA NASD firms must provide NASD continuing education for their representatives and managers. This CE training can be taken online in the subjects that are needed. Our firm element courses offer dozens of subject choices for managers and brokers.
Series 7 and Series 6
All representatives that are licensed Series 7 and Series 6 must take there continuing education training beginning in the 2nd year of licensing. Subjects within our firm element education include:
Ethics and Suitability
Anti Money Laundering
Securities Products, including mutual funds, annuities, bonds and options
NASD Rules
Economics and more
View CE Subjects Or Take Courses
Series 24 and Series 26
Managers of FINRA NASD brokerage firms must satisfy their own Firm Element continuing education credits. This includes the series 24 and series 26 - along with any other NASD principal license exam. Subjects that are part of our online ce training course will provide the principals with all of the subjects they need.
Our online courses are delivered in a professional and interactive way. Each student is tracked and will receive a notice of completion that is given to the firm. Broker dealers can register multiple students for this training.
Visit our CE Virtual section on the link below. Free look at the training presentation before you begin - on each course.
Firm Element Continuing Ed Online
